Lo, Wilson Kwong Shun 羅廣信
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL CAPITAL CO., LIMITED | Rep | Dealing in securities | 2022-03-02 | Rep | Advising on corporate finance | 2022-03-02 | 2022-08-24 | RO | Advising on corporate finance | 2022-08-24 |
| 2 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-05-22 | RO | Advising on corporate finance | 2006-05-22 | 2021-12-19 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-11-03 | 2021-12-19 |
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