Lui, Andrew Kwan Ho 呂君皓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BaoQiao Partners Capital Limited | Rep | Advising on corporate finance | 2010-06-30 | 2012-05-28 | Rep | Dealing in securities | 2010-06-30 | 2012-05-28 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2019-11-14 | 2020-07-30 | RO | Advising on corporate finance | 2020-07-30 | Rep | Dealing in securities | 2022-03-14 |
| 3 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-11-14 | 2020-07-30 | RO | Advising on corporate finance | 2020-07-30 | Rep | Dealing in securities | 2022-03-14 |
| 4 | EMPEROR CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2006-06-07 | 2006-10-23 | Rep | Advising on securities | 2006-06-07 | 2006-10-23 |
| 5 | Joy Silver Limited | Rep | Advising on corporate finance | 2006-12-08 | 2007-11-06 |
| 6 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2015-04-16 | Rep | Dealing in securities | 2012-06-07 | 2015-04-16 |
| 7 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2007-12-19 | 2008-10-17 |
| 8 | VBG Capital Limited | Rep | Advising on corporate finance | 2016-09-23 | 2019-05-22 | RO | Advising on corporate finance | 2019-05-22 | 2019-09-17 |
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