Chan, Lo Ming 陳路明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-25 | Rep | Advising on securities | 2004-06-25 | Rep | Asset management | 2004-06-25 | Rep | Automated trading services | 2004-06-25 | Rep | Dealing in securities | 2008-01-01 |
2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-06-25 | Rep | Asset management | 2004-06-25 | Rep | Dealing in futures contracts | 2008-01-01 |
3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-25 | Rep | Advising on securities | 2004-06-25 | Rep | Asset management | 2004-06-25 | Rep | Automated trading services | 2004-06-25 | Rep | Dealing in securities | 2008-01-01 |
4 | RICHE BRIGHT SECURITIES LIMITED | RO | Dealing in securities | 2008-01-04 | 2015-01-19 | Rep | Dealing in securities | 2015-01-19 | 2015-06-19 |
5 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-08-22 | 2017-09-08 |
6 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-07-09 | 2017-09-08 |
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