Higgins, Andrew Michael

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED RO Asset management 2009-04-09 2012-12-21
Rep Asset management 2012-12-21
2 PI INVESTMENT MANAGEMENT LIMITED Rep Advising on futures contracts 2007-09-05 2007-09-28
Rep Advising on securities 2007-09-05 2007-09-28
Rep Asset management 2007-09-05 2007-09-28
3 RAB CAPITAL (ASIA) LIMITED Rep Advising on futures contracts 2007-10-04 2008-03-25
Rep Advising on securities 2007-10-04 2008-03-25
Rep Asset management 2007-10-04 2008-03-25
RO Advising on futures contracts 2008-03-25 2009-04-02
RO Advising on securities 2008-03-25 2009-04-02
RO Asset management 2008-03-25 2009-04-02

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