Rogers, David Ian (SFC:APJ114)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2009-04-09 | |
| 2 | RAB CAPITAL (ASIA) LIMITED | RO | Advising on futures contracts | 2007-09-28 | 2009-04-02 | RO | Advising on securities | 2007-09-28 | 2009-04-02 | RO | Asset management | 2007-09-28 | 2009-04-02 | RO | Dealing in securities | 2008-04-17 | 2009-04-02 |
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