Jones, Richard Evan

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ASIA PACIFIC INVESTMENT ADVISORS LIMITED Rep Advising on securities 2006-12-15 2007-04-27
Rep Asset management 2006-12-15 2007-04-27
2 CBH Asia Limited Rep Advising on securities 2003-10-27 2004-07-02
Rep Asset management 2003-10-31 2004-07-02
Rep Advising on securities 2005-02-22 2006-11-10
Rep Asset management 2005-02-25 2006-11-10
Rep Advising on securities 2007-05-23 2007-09-04
Rep Asset management 2007-05-23 2007-09-04
RO Advising on securities 2007-09-04 2011-08-31
RO Asset management 2007-09-04 2011-08-31
RO Dealing in securities 2010-09-24 2011-08-31
RO Advising on securities 2012-02-24 2018-10-04
RO Asset management 2012-02-24 2018-10-04
RO Dealing in securities 2012-02-24 2018-10-04
3 DELTA ASIA SECURITIES LIMITED Rep Advising on securities 2004-07-09 2005-01-24
4 Fry Group (H.K.) Limited (The) Rep Advising on securities 2018-10-15 2018-10-22
Rep Dealing in securities 2018-10-15 2018-10-22
RO Advising on securities 2018-10-22 2019-04-16
RO Dealing in securities 2018-10-22 2019-04-16
5 MA Asset Management (Hong Kong) Limited RO Dealing in securities 2021-09-21 2022-10-21
6 PYRMONT WEALTH MANAGEMENT LIMITED Rep Advising on securities 2019-05-21 2019-06-10
Rep Asset management 2019-05-21 2019-06-10
RO Advising on securities 2019-06-10 2021-02-16
RO Asset management 2019-06-10 2021-02-16
7 UKFP (Asia) HK Limited Rep Advising on corporate finance 2003-10-22
Rep Asset management 2003-10-22
Rep Advising on securities 2003-10-23
Rep Dealing in securities 2003-10-23

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