Pan, Ming (SFC:ADU474) 潘明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-07-20 | 2011-04-01 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-02-01 | 2007-11-23 | RO | Dealing in securities | 2007-11-23 | 2011-04-01 | RO | Advising on securities | 2008-03-27 | 2011-04-01 |
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