Wun, Yiu Wa 尹耀華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Dealing in securities | 2011-09-06 | 2012-06-05 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-06-22 | 2017-10-02 | Rep | Advising on securities | 2012-07-23 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2021-08-08 | Rep | Dealing in securities | 2017-10-03 | 2021-08-08 |
| 3 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2010-10-15 | 2011-08-02 |
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