Lee, Henry Sze Chung 李思聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | C.P. FINANCIAL MANAGEMENT LIMITED | RO | Asset management | 2015-02-04 | 2016-12-30 | Rep | Asset management | 2017-01-11 | 2017-02-22 | RO | Asset management | 2017-02-22 | 2017-10-30 |
| 2 | C.P. SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2017-06-30 | 2017-10-30 |
| 3 | Cedarlake Global Capital Limited | RO | Advising on securities | 2019-02-13 | 2020-08-18 | RO | Asset management | 2019-02-13 | 2020-08-18 | RO | Dealing in securities | 2019-02-13 | 2020-08-18 |
| 4 | LQ Pacific Partners Limited | Rep | Advising on securities | 2020-11-16 | 2020-11-20 | Rep | Asset management | 2020-11-16 | 2020-11-20 | Rep | Dealing in securities | 2020-11-16 | 2020-11-20 | RO | Advising on securities | 2020-11-20 | RO | Asset management | 2020-11-20 | RO | Dealing in securities | 2020-11-20 |
| 5 | NUOXIN CAPITAL (HONG KONG) LIMITED | Rep | Advising on securities | 2011-04-18 | 2014-05-26 | Rep | Asset management | 2011-04-18 | 2014-05-26 | RO | Advising on securities | 2014-05-26 | 2014-05-31 | RO | Asset management | 2014-05-26 | 2014-05-31 |
| 6 | VISION FINANCE (SECURITIES) LIMITED | Rep | Advising on securities | 2014-07-04 | 2014-09-01 | Rep | Asset management | 2014-07-04 | 2014-09-01 | Rep | Dealing in securities | 2014-07-04 | 2015-01-20 | RO | Advising on securities | 2014-09-01 | 2015-01-20 | RO | Asset management | 2014-09-01 | 2015-01-20 |
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