Li, Leonie Chi Mei 李芷湄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2006-02-17 | 2012-02-29 | Rep | Dealing in securities | 2011-01-24 | 2012-02-29 |
2 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2004-12-01 | 2006-02-13 |
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