Yam, Tak Wan 任德運
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Markets Limited | Rep | Dealing in securities | 2016-11-11 | 2017-08-08 |
| 2 | GEO Securities Limited | Rep | Dealing in securities | 2014-10-21 | 2016-05-20 |
| 3 | Kirin Securities Limited | Rep | Advising on securities | 2017-09-04 | 2021-03-09 | Rep | Dealing in securities | 2017-09-04 | 2021-03-09 |
| 4 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2011-02-25 | 2014-06-21 |
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