Ng, Shan Yung (SFC:ALZ161) 吳燦榕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | Rep | Advising on corporate finance | 2005-06-28 | 2008-04-03 | RO | Advising on corporate finance | 2008-04-03 | 2010-08-31 | RO | Advising on corporate finance | 2011-01-26 | 2014-10-10 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2014-10-24 | 2015-04-28 | RO | Advising on corporate finance | 2015-04-28 | 2015-09-11 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-10-14 | 2015-11-11 | Rep | Advising on securities | 2015-10-14 | 2016-11-26 | RO | Advising on corporate finance | 2015-11-11 | 2016-11-26 |
| 4 | CLSA LIMITED | Rep | Advising on securities | 2015-10-14 | 2016-11-26 | Rep | Dealing in securities | 2015-10-14 | 2016-11-26 |
| 5 | Yunfeng Financial Markets Limited | Rep | Advising on corporate finance | 2018-12-03 | 2018-12-14 | Rep | Dealing in securities | 2018-12-03 | 2022-03-16 | RO | Advising on corporate finance | 2018-12-14 | 2022-03-16 |
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