Au Yeung, Tat H 歐陽達顯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AD Capital Management (Hong Kong) Limited | RO | Advising on futures contracts | 2004-09-08 | RO | Advising on securities | 2004-09-08 | RO | Asset management | 2004-09-08 |
| 2 | HSBC Corporate Finance (Hong Kong) Limited | RO | Dealing in futures contracts | 2003-09-05 | 2004-01-15 |
| 3 | HSBC SECURITIES (ASIA) LIMITED | RO | Advising on corporate finance | 2003-09-05 | RO | Advising on securities | 2003-09-05 | RO | Asset management | 2003-09-05 | RO | Dealing in securities | 2004-01-15 |
| 4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | RO | Advising on corporate finance | 2003-09-05 | RO | Advising on securities | 2003-09-05 | RO | Asset management | 2003-09-05 | RO | Dealing in securities | 2004-01-15 |
| 5 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | RO | Advising on futures contracts | 2003-09-05 | RO | Asset management | 2003-09-05 | RO | Dealing in futures contracts | 2003-09-05 |
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