Koo, Vanessa Lee Ying 顧琍瀅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | RO | Advising on corporate finance | 2011-05-18 | Rep | Dealing in securities | 2011-05-18 | 2014-08-21 | RO | Dealing in securities | 2014-08-21 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-10-13 | Rep | Asset management | 2004-10-13 | Rep | Dealing in securities | 2008-01-10 | Rep | Advising on corporate finance | 2008-04-10 | RO | Advising on corporate finance | 2008-04-10 | 2010-03-11 |
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