Chaudhry, Anoop 周德禮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2009-07-13 | 2016-01-21 | Rep | Dealing in securities | 2009-07-13 | 2016-01-21 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-04-14 | 2007-03-07 | Rep | Advising on securities | 2005-04-14 | 2007-03-07 | Rep | Dealing in securities | 2005-04-14 | 2007-03-07 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Asset management | 2005-02-15 | Rep | Advising on corporate finance | 2006-08-18 | Rep | Advising on securities | 2006-08-18 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-04-23 | 2008-09-29 | Rep | Advising on securities | 2007-04-23 | 2008-09-29 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2008-10-09 | 2009-04-07 | Rep | Advising on securities | 2008-10-09 | 2009-04-07 | Rep | Dealing in securities | 2008-11-04 | 2009-04-07 |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2008-10-09 | 2009-04-07 | Rep | Advising on securities | 2008-10-09 | 2009-04-07 | Rep | Dealing in securities | 2008-11-04 | 2009-04-07 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-01-02 | 2023-05-05 | Rep | Advising on securities | 2018-01-02 | 2023-05-05 | Rep | Dealing in securities | 2018-01-02 | 2023-05-05 | RO | Advising on corporate finance | 2023-05-05 | RO | Advising on securities | 2023-05-05 | RO | Dealing in securities | 2023-05-05 |
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