Kung, Joyce Suk Han 龔淑嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-12-20 | 2016-01-21 | Rep | Dealing in securities | 2010-12-20 | 2016-01-21 | Rep | Dealing in futures contracts | 2016-04-26 | 2022-06-07 | Rep | Dealing in securities | 2016-04-26 | 2022-06-07 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2008-06-23 | 2009-07-06 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-06-23 | 2009-07-06 | Rep | Dealing in securities | 2008-06-23 | 2009-07-06 |
| 4 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-05-12 | 2010-11-10 |
| 5 | CLSA LIMITED | Rep | Dealing in securities | 2009-10-21 | 2010-11-10 |
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