Shen, Zheqing 沈哲清
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-06-22 | 2014-05-26 | Rep | Dealing in securities | 2011-06-22 | 2014-05-26 | RO | Advising on corporate finance | 2014-05-26 | 2015-03-09 | RO | Dealing in securities | 2014-05-26 | 2015-03-09 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2006-07-17 | 2010-08-03 | Rep | Dealing in securities | 2006-07-17 | 2010-08-03 |
| 3 | ZQ ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-12-29 | RO | Asset management | 2021-12-29 |
| 4 | ZQ Capital Hong Kong Limited | RO | Advising on corporate finance | 2019-07-12 | RO | Dealing in securities | 2019-07-12 | RO | Advising on securities | 2020-03-18 | RO | Asset management | 2020-03-19 | 2022-08-05 |
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