Leung, Yiu Pan (SFC:ANM031) 梁耀斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anuenue Capital International Limited | Rep | Advising on corporate finance | 2007-05-04 | 2008-05-02 |
| 2 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on futures contracts | 2008-05-27 | 2016-10-01 | Rep | Advising on securities | 2008-05-27 | 2016-10-01 | Rep | Asset management | 2008-05-27 | 2016-10-01 | Rep | Dealing in securities | 2008-05-27 | 2016-10-01 |
| 3 | Fubon Capital (HK) Limited | Rep | Advising on corporate finance | 2006-07-03 | 2007-04-23 |
| 4 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2016-11-09 | 2022-09-01 | Rep | Asset management | 2016-11-09 | 2022-09-01 |
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