Lothian, Scott Alan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEA Union Investment Management Limited | Rep | Advising on securities | 2008-02-12 | 2012-08-01 | Rep | Asset management | 2008-03-06 | 2012-08-01 | Rep | Dealing in securities | 2008-03-06 | 2012-08-01 |
| 2 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-09-06 | 2013-09-06 | Rep | Dealing in securities | 2014-05-13 | 2014-05-14 |
| 3 | Towers Watson Hong Kong Limited | RO | Advising on securities | 2006-06-30 | 2007-05-14 |
| 4 | Towers Watson Investment Services Hong Kong Limited | Rep | Advising on securities | 2007-06-06 | 2007-08-06 | RO | Advising on securities | 2007-08-06 | 2008-01-22 |
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