Goldsmith, Robert James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2008-11-04 | 2014-07-15 | Rep | Dealing in securities | 2008-11-04 | 2014-07-15 | Rep | Dealing in futures contracts | 2016-05-23 | 2016-12-22 | Rep | Dealing in securities | 2016-05-23 | 2016-12-22 | RO | Dealing in futures contracts | 2016-12-22 | 2018-03-13 | RO | Dealing in securities | 2016-12-22 | 2018-03-13 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-03-29 | 2008-05-28 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-03-29 | 2008-05-28 | Rep | Dealing in futures contracts | 2007-03-29 | 2008-05-28 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-03-29 | 2008-05-28 |
| 5 | Marex HK Asia Limited | Rep | Dealing in futures contracts | 2015-03-24 | 2015-12-04 |
| 6 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2018-09-27 | Rep | Dealing in securities | 2018-09-27 |
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