Lee, Dun Shing (SFC:ACZ763) 李敦成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2008-07-10 | 2017-01-31 | Rep | Dealing in securities | 2008-07-10 | 2017-01-31 |
| 2 | MF Global Hong Kong Limited | RO | Dealing in futures contracts | 2005-09-01 | 2008-01-07 | RO | Dealing in securities | 2007-04-30 | 2008-01-07 |
| 3 | MF Global Securities HK Limited | RO | Dealing in securities | 2005-09-01 | 2007-04-30 |
| 4 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2003-09-05 | 2004-12-21 | RO | Dealing in futures contracts | 2004-12-21 | 2005-06-17 |
| 5 | Newedge Broker Limited | Rep | Advising on futures contracts | 2003-09-03 | Rep | Asset management | 2003-09-03 | Rep | Automated trading services | 2003-09-03 | Rep | Dealing in futures contracts | 2003-09-03 | Rep | Dealing in securities | 2003-09-03 |
| 6 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2003-09-05 | 2005-06-17 | Rep | Dealing in futures contracts | 2003-10-21 | 2004-07-21 | RO | Dealing in futures contracts | 2004-07-21 | 2005-06-17 |
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