Chen, Ziyu (SFC:AQM097) 陳子妤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 3W Fund Management Limited | RO | Asset management | 2013-06-27 | 2023-08-01 |
| 2 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-07-14 | 2011-12-30 |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2011-07-14 | 2012-07-23 | Rep | Dealing in securities | 2011-07-14 | 2012-07-23 | Rep | Dealing in futures contracts | 2011-09-15 | 2012-07-23 |
| 4 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-09 | 2010-01-15 |
| 5 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-02-06 | 2008-12-04 |
| 6 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-02-01 | 2011-04-01 |
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