Yip, Pui Yee (SFC:AXM458) 葉佩怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-06-27 | 2011-12-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2011-06-27 | 2014-08-15 | Rep | Dealing in securities | 2011-06-27 | 2014-08-15 | Rep | Dealing in futures contracts | 2011-09-15 | 2014-08-15 |
| 3 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-10-12 | 2022-10-26 |
| 4 | CMB International Global Markets Limited | Rep | Dealing in securities | 2021-10-12 | 2022-10-26 | Rep | Advising on securities | 2022-08-25 | 2022-10-26 |
| 5 | CMB International Securities Limited | Rep | Advising on securities | 2021-10-12 | 2022-10-26 | Rep | Dealing in securities | 2021-10-12 | 2022-10-26 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-08-22 | 2021-08-20 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-08-22 | 2021-08-20 | Rep | Advising on securities | 2019-06-17 | 2021-08-20 |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2022-11-22 | Rep | Dealing in futures contracts | 2022-11-22 | Rep | Dealing in securities | 2022-11-22 |
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