Ko, Wai Shing 高偉成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on futures contracts | 2005-04-27 | Rep | Asset management | 2005-04-27 | Rep | Advising on securities | 2018-12-31 | Rep | Dealing in securities | 2018-12-31 | RO | Advising on futures contracts | 2005-04-27 | 2018-12-31 | RO | Asset management | 2005-04-27 | 2018-12-31 | RO | Asset management | 2019-01-01 | Rep | Dealing in securities | 2019-01-01 | 2020-06-15 | RO | Advising on futures contracts | 2019-01-01 | 2020-09-10 | Rep | Advising on securities | 2019-01-01 | 2020-09-11 | RO | Dealing in futures contracts | 2020-06-15 | RO | Dealing in securities | 2020-06-15 | RO | Advising on securities | 2020-09-11 |
| 2 | FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED | RO | Advising on futures contracts | 2008-05-28 | 2008-08-18 |
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