Lee, Tin Wing 李天穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2016-09-12 | Rep | Dealing in securities | 2016-09-12 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2011-08-31 | 2012-09-28 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2015-09-24 | 2016-07-23 | Rep | Dealing in securities | 2015-09-24 | 2016-07-23 |
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