Sham, Peter Chai Man 沈濟民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2007-07-03 | 2008-11-05 | Rep | Dealing in securities | 2007-07-03 | 2012-09-15 | RO | Advising on corporate finance | 2008-11-05 | 2012-09-15 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2013-07-04 | 2016-02-17 | Rep | Dealing in securities | 2013-07-04 | 2016-02-17 |
| 3 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2013-05-23 | 2013-06-05 |
| 4 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2013-05-23 | 2013-06-05 |
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