Chen, Yao (SFC:AWV323) 陳鷂

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI ASIA LIMITED Rep Advising on corporate finance 2011-02-22 2012-04-05
Rep Dealing in securities 2011-02-22 2012-04-05
2 BOCI ASSET MANAGEMENT LIMITED Rep Advising on securities 2011-02-22 2012-04-05
3 BOCI SECURITIES LIMITED Rep Advising on securities 2011-02-22 2017-01-13
Rep Dealing in securities 2011-02-22 2017-01-13

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