Lu, Ying (SFC:AXS473) 盧瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2011-08-01 | 2013-02-20 | Rep | Dealing in securities | 2011-08-01 | 2013-02-20 |
| 2 | BOCI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-03-18 | 2014-06-30 |
| 3 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2013-03-18 | 2016-08-09 |
| 4 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-08-01 | 2016-08-09 | Rep | Dealing in securities | 2011-08-01 | 2016-08-09 |
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