Ma, Kevin Chun Wai 馬振威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2010-06-23 | 2015-03-04 |
| 2 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-12-15 | 2006-08-21 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2006-07-17 | 2006-08-21 | SG SECURITIES (HK) LIMITED | Rep | 2007-07-03 | 2008-01-19 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2008-02-22 | 2009-08-01 | BOCI ASIA LIMITED | Rep | 2010-06-23 | 2015-03-04 |
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