Tang, Hao (SFC:AOL324) 湯浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-02-23 | 2014-01-27 | Rep | Advising on securities | 2012-09-28 | 2014-01-27 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2007-01-25 | 2014-01-27 |
| 3 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-06-19 | 2018-03-02 | RO | Advising on corporate finance | 2018-03-02 | 2019-06-12 |
| 4 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-04-21 | 2017-09-13 | RO | Dealing in securities | 2017-09-13 | 2019-06-12 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2014-04-15 | 2014-08-05 | Rep | Advising on securities | 2014-04-15 | 2017-01-13 | Rep | Dealing in securities | 2014-04-15 | 2017-01-13 | Rep | Advising on corporate finance | 2014-08-27 | 2017-01-13 |
| 6 | Wilson International Capital Limited | Rep | Advising on corporate finance | 2020-04-24 | 2020-05-21 | RO | Advising on corporate finance | 2020-05-21 |
| 7 | WILSON SECURITIES LIMITED | Rep | Dealing in securities | 2020-04-24 | 2020-05-21 | RO | Dealing in securities | 2020-05-21 |
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