Pak, Ngan 白韌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2004-03-22 | 2015-04-21 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-03-13 | Rep | Dealing in securities | 2012-03-13 | 2015-06-16 | RO | Advising on securities | 2015-06-16 | RO | Dealing in securities | 2015-06-16 |
| 3 | China Reserve Securities Limited | Rep | Advising on corporate finance | 2004-01-13 | Rep | Asset management | 2004-01-13 | Rep | Dealing in securities | 2004-01-13 | Rep | Advising on securities | 2004-03-04 |
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