Chan, Kong Yin 陳廣賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2009-03-27 | 2019-02-14 | Rep | Dealing in securities | 2009-03-27 | 2019-02-14 | Rep | Dealing in futures contracts | 2012-08-08 | 2019-02-14 | Rep | Leveraged foreign exchange trading | 2013-10-02 | 2015-02-05 |
| 2 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-04-12 | |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-04-12 | Rep | Dealing in securities | 2019-04-12 |
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