Cheung, Man Yu (SFC:ADV638) 張文裕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-01-08 | 2014-10-09 | Rep | Dealing in securities | 2008-01-08 | 2014-10-09 | Rep | Leveraged foreign exchange trading | 2013-08-02 | 2014-10-09 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-11-11 | 2016-05-04 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-11-11 | 2016-05-04 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-11-11 | 2016-05-04 | Rep | Advising on securities | 2015-03-26 | 2016-05-04 |
| 5 | Mason Futures Limited (HK) | Rep | Advising on futures contracts | 2005-02-22 | Rep | Asset management | 2005-02-22 | Rep | Dealing in futures contracts | 2008-01-05 |
| 6 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2021-02-24 | 2021-05-07 | Rep | Asset management | 2021-02-24 | 2021-05-07 | Rep | Dealing in securities | 2021-02-24 | 2021-05-07 |
| 7 | Mason Securities Limited | Rep | Advising on corporate finance | 2005-02-22 | Rep | Advising on securities | 2005-02-22 | Rep | Asset management | 2005-02-22 | Rep | Automated trading services | 2005-02-22 | Rep | Dealing in securities | 2008-01-05 |
| 8 | Nobo Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2019-02-21 | 2019-02-25 | Rep | Asset management | 2019-02-21 | 2019-02-25 | RO | Advising on securities | 2019-02-25 | 2020-08-07 | RO | Asset management | 2019-02-25 | 2020-08-07 |
| 9 | Pearl Bridge Asset Management Limited | RO | Advising on securities | 2020-08-21 | 2021-01-31 | RO | Asset management | 2020-08-21 | 2021-01-31 |
| 10 | Pearl Bridge Securities Limited | Rep | Advising on securities | 2020-08-10 | 2020-09-28 | Rep | Dealing in securities | 2020-08-10 | 2020-09-28 | RO | Advising on securities | 2020-09-28 | 2021-01-31 | RO | Dealing in securities | 2020-09-28 | 2021-01-31 |
| 11 | Righteous Capital Limited | RO | Advising on securities | 2017-12-06 | 2019-02-20 | RO | Dealing in securities | 2017-12-06 | 2019-02-20 | RO | Asset management | 2018-04-12 | 2019-02-20 |
| 12 | SP Securities Limited | Rep | Advising on securities | 2016-06-15 | 2016-08-05 | Rep | Dealing in securities | 2016-06-15 | 2016-08-05 | RO | Advising on securities | 2016-08-05 | 2017-11-24 | RO | Dealing in securities | 2016-08-05 | 2017-11-24 | RO | Asset management | 2017-06-30 | 2017-11-24 |
| 13 | SUCCESS ADVANCE INVESTMENTS LIMITED | RO | Advising on securities | 2022-10-06 | RO | Asset management | 2022-10-06 |
| 14 | YONXI International Finance Holdings Limited | Rep | Asset management | 2021-08-17 | 2021-11-09 | RO | Asset management | 2021-11-09 | 2022-02-28 |
| 15 | YONXI Securities Limited | Rep | Advising on securities | 2021-08-17 | 2022-04-28 | Rep | Dealing in securities | 2021-08-17 | 2022-04-28 | RO | Advising on securities | 2022-04-28 | 2022-07-07 | RO | Dealing in securities | 2022-04-28 | 2022-07-07 |
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