Chiu, Yu Lam 趙與林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI Bullion Company Limited | Rep | Advising on corporate finance | 2004-05-07 | Rep | Advising on securities | 2004-05-07 | Rep | Asset management | 2004-05-07 | Rep | Automated trading services | 2004-05-07 | Rep | Dealing in securities | 2004-05-07 |
| 2 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-13 | Rep | Asset management | 2004-01-13 | Rep | Dealing in futures contracts | 2011-01-27 |
| 3 | BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Dealing in securities | 2020-06-30 | Rep | Dealing in futures contracts | 2005-10-13 | 2020-06-30 |
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