Kwan, Chi Hang 關智恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Nova Capital Management Limited | RO | Advising on securities | 2020-10-23 | 2021-07-15 | RO | Asset management | 2020-10-23 | 2021-07-15 | RO | Advising on securities | 2023-05-08 | 2023-09-15 | RO | Asset management | 2023-05-08 | 2023-09-15 |
| 2 | Arta Global Markets Limited | Rep | Dealing in securities | 2019-05-30 | 2019-09-01 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-01-26 | 2013-03-06 | Rep | Dealing in securities | 2007-01-26 | 2013-03-06 |
| 4 | CHUNG LEE SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2018-12-10 | 2019-04-25 | RO | Dealing in securities | 2019-11-19 | 2020-02-01 |
| 5 | GLENWORTH CAPITAL LIMITED | Rep | Advising on securities | 2023-09-26 | 2023-10-03 | Rep | Asset management | 2023-09-26 | 2023-10-03 | RO | Advising on securities | 2023-10-03 | RO | Asset management | 2023-10-03 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-26 | Rep | Asset management | 2003-08-26 | Rep | Automated trading services | 2003-08-26 | Rep | Dealing in futures contracts | 2006-05-13 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-26 | Rep | Advising on securities | 2003-08-26 | Rep | Asset management | 2003-08-26 | Rep | Automated trading services | 2003-08-26 | Rep | Dealing in securities | 2006-05-13 | Rep | Leveraged foreign exchange trading | 2004-04-23 | 2006-05-13 |
| 8 | Innovest Asset Management Limited | Rep | Advising on securities | 2021-08-03 | 2021-11-17 | Rep | Asset management | 2021-08-03 | 2021-11-17 | RO | Advising on securities | 2021-11-17 | 2022-06-22 | RO | Asset management | 2021-11-17 | 2022-06-22 |
| 9 | Innovest Securities Investment Limited | Rep | Dealing in securities | 2021-08-03 | 2022-06-22 |
| 10 | VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | RO | Dealing in securities | 2016-04-26 | 2017-12-15 |
| 11 | ZhongHua Finance Asset Management Co., Limited | RO | Advising on securities | 2018-08-08 | 2019-04-25 | RO | Advising on securities | 2019-11-19 | 2020-01-31 | RO | Asset management | 2019-11-19 | 2020-01-31 |
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