Lau, Kwok Kwon 劉國鈞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2010-06-21 | 2021-12-21 | Rep | Dealing in securities | 2010-06-21 | 2021-12-21 | Rep | Dealing in futures contracts | 2010-10-08 | 2021-12-21 |
| 2 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2022-02-11 | Rep | Dealing in futures contracts | 2022-02-11 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2022-02-11 | Rep | Dealing in securities | 2022-02-11 |
| 4 | LEI SHING HONG SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-29 | 2006-08-21 |
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