Law, Sze Yee 羅思懿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-06-03 | 2011-01-27 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-03 | 2022-08-12 | Rep | Dealing in futures contracts | 2005-10-13 | 2022-08-12 | Rep | Leveraged foreign exchange trading | 2011-06-08 | 2014-11-26 | Rep | Advising on securities | 2018-09-06 | 2022-08-12 |
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