Mak, Raymond (SFC:AMF438) 麥偉汶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-01-07 | 2011-11-30 | Rep | Dealing in securities | 2008-01-07 | 2011-11-30 |
| 2 | EAST PURPLE CAPITAL COMPANY LIMITED | RO | Advising on securities | 2017-06-26 | 2019-03-31 | RO | Asset management | 2017-06-26 | 2019-03-31 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-02-15 | 2007-10-13 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-02-15 | 2007-10-13 |
| 5 | JVSakk Asia Limited | Rep | Dealing in securities | 2012-12-31 | 2016-12-21 |
| 6 | JVSakk Asset Management Limited | Rep | Asset management | 2012-01-05 | 2016-12-21 |
| 7 | Wynson Asset Management Limited | Rep | Advising on securities | 2021-12-03 | Rep | Asset management | 2021-12-03 |
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