Niu, Richard Rui
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-31 | 2011-01-27 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-31 | 2014-07-16 | Rep | Dealing in futures contracts | 2005-10-24 | 2014-07-16 |
| 3 | China Transfer Capital Investment Limited | RO | Dealing in securities | 2016-11-24 | 2017-05-18 |
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