Tsang, Patricia Pui Ching 曾佩貞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2011-04-01 | 2011-10-03 | Rep | Dealing in securities | 2011-04-01 | 2014-08-23 | Rep | Dealing in futures contracts | 2011-05-19 | 2014-08-23 | Rep | Leveraged foreign exchange trading | 2013-02-04 | 2014-08-23 |
| 2 | CAIIS Limited | Rep | Advising on securities | 2009-02-16 | 2009-12-16 | Rep | Dealing in securities | 2009-02-16 | 2009-12-16 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-11-19 | 2017-12-12 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-11-19 | 2017-12-12 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-11-19 | 2017-12-12 | Rep | Advising on securities | 2015-03-23 | 2017-12-12 |
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