Yeung, Chi Yuen (SFC:AOD434) 楊志源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2006-11-08 | 2015-03-23 | Rep | Dealing in futures contracts | 2007-10-22 | 2015-03-23 | Rep | Leveraged foreign exchange trading | 2011-04-21 | 2014-11-24 |
| 2 | China Securities (International) Brokerage Company Limited | Rep | Advising on futures contracts | 2015-03-27 | 2015-08-03 | Rep | Dealing in futures contracts | 2015-03-27 | 2015-08-03 | Rep | Dealing in securities | 2015-03-27 | 2015-08-03 | Rep | Advising on securities | 2015-03-27 | 2019-02-21 | RO | Advising on futures contracts | 2015-08-03 | 2019-02-21 | RO | Dealing in futures contracts | 2015-08-03 | 2019-02-21 | RO | Dealing in securities | 2015-08-03 | 2019-02-21 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on futures contracts | 2019-03-11 | 2019-05-28 | Rep | Dealing in futures contracts | 2019-03-11 | 2019-05-28 | Rep | Dealing in securities | 2019-03-11 | 2019-05-28 | Rep | Advising on securities | 2019-03-11 | 2019-10-03 | RO | Advising on futures contracts | 2019-05-28 | 2020-09-01 | RO | Dealing in futures contracts | 2019-05-28 | 2020-09-01 | RO | Dealing in securities | 2019-05-28 | 2020-09-01 | RO | Advising on securities | 2019-10-03 | 2020-09-01 |
| 4 | Hanyuanyongchang International Limited | RO | Advising on securities | 2021-10-15 | 2022-04-06 | RO | Dealing in securities | 2021-10-15 | 2022-04-06 | RO | Asset management | 2022-02-04 | 2022-04-06 |
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