Chuen, Simon Ho Yin 秦浩然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2009-12-14 | Rep | Advising on securities | 2018-03-16 |
| 2 | CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2005-11-14 | 2006-07-07 |
| 3 | KWAI HUNG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-10-28 | Rep | Advising on securities | 2003-10-28 | Rep | Asset management | 2003-10-28 | Rep | Dealing in securities | 2005-11-07 |
| 4 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-07-24 | 2009-12-05 |
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