Kwok, Lai Kwan 郭麗君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2010-07-12 | Rep | Dealing in securities | 2010-07-12 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | 2003-06-11 | Rep | Advising on securities | 2003-06-11 | Rep | Asset management | 2003-06-11 | Rep | Automated trading services | 2004-03-11 | Rep | Dealing in securities | 2010-07-01 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-11-03 | 2008-12-01 | Rep | Dealing in futures contracts | 2010-03-03 | 2010-07-01 |
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