Lau, Hung Fung 劉鴻鳳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-05-20 | Rep | Advising on securities | 2003-05-20 | Rep | Asset management | 2003-05-20 | Rep | Dealing in securities | 2003-05-20 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2011-03-24 | |
| 3 | TSUN CHI YUEN SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-09-29 | 2003-10-28 |
| 4 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-10-31 | 2011-03-16 |
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