Ng, Ka Fung (SFC:AGL379) 吳家鳳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2008-05-21 | 2014-02-27 | Rep | Dealing in futures contracts | 2009-01-14 | 2010-11-30 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-08-14 | 2014-10-03 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-04-25 | 2014-10-03 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-03-12 | 2014-10-03 |
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