Ng, Ling Mui 伍嶺梅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2005-07-20 | 2008-03-03 | Rep | Dealing in futures contracts | 2005-11-07 | 2008-03-03 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | Rep | Dealing in securities | 2007-09-12 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | 2003-06-05 | Rep | Advising on securities | 2003-06-05 | Rep | Asset management | 2003-06-05 | Rep | Automated trading services | 2004-03-11 | Rep | Dealing in securities | 2005-07-20 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-07-04 | 2005-07-20 |
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