Sham, Yin Sheung 岑燕嫦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2006-08-11 | 2008-03-03 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2007-09-12 | 2020-09-30 |
| 3 | INTERCHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-08-11 | Rep | Advising on securities | 2003-08-11 | Rep | Asset management | 2003-08-11 | Rep | Dealing in securities | 2006-08-10 |
| 4 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2020-10-14 |
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