To, Yu Fai (SFC:AEI209) 杜宇輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-10-12 | 2014-11-28 | Rep | Dealing in securities | 2009-10-12 | 2014-11-28 |
| 2 | CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-04-07 | Rep | Dealing in futures contracts | 2004-08-27 | 2009-10-04 |
| 3 | CHRISTFUND SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-11-18 | Rep | Advising on securities | 2003-11-18 | Rep | Asset management | 2003-11-18 | Rep | Dealing in securities | 2004-04-07 | Rep | Dealing in securities | 2004-08-27 | 2009-10-04 |
| 4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-12-09 | |
| 5 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-09-09 | |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-12-09 | |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-04-08 | 2004-08-26 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-04-08 | 2004-08-26 |
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