Tong, Shirley Shuk Yi 唐淑儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-01-06 | 2020-02-18 | Rep | Dealing in securities | 2009-01-06 | 2024-02-09 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2005-07-13 | 2006-04-24 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2005-07-13 | 2006-04-24 |
| 4 | PATTERSON FINANCIAL SERVICES LIMITED | Rep | Advising on securities | 2006-05-15 | 2006-05-29 |
| 5 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2005-07-08 | |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-10 | Rep | Advising on securities | 2004-01-10 | Rep | Asset management | 2004-01-10 | Rep | Dealing in securities | 2005-07-08 |
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