Wong, Ching (SFC:AXN060) 王靜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2011-06-28 | 2014-12-15 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2014-12-30 | 2017-09-15 |
| 3 | China Investment Fund International Securities Limited | Rep | Dealing in securities | 2019-03-22 | 2019-03-28 |
| 4 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2017-09-26 | 2018-10-05 | Rep | Advising on securities | 2017-11-09 | 2018-10-05 | Rep | Asset management | 2018-01-15 | 2018-10-05 |
| 5 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2021-06-25 | 2021-08-31 |
| 6 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2018-11-16 | 2019-02-23 |
| 7 | Mason Securities Limited | Rep | Dealing in securities | 2018-11-09 | 2019-02-23 |
| 8 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-10-31 | 2020-03-24 |
| 9 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-09-18 | 2020-03-24 |
| 10 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-10-19 | Rep | Dealing in securities | 2022-10-19 |
| 11 | Quam Securities Limited | Rep | Dealing in futures contracts | 2020-05-12 | 2021-05-15 | Rep | Dealing in securities | 2020-05-12 | 2021-05-15 |
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